Freddie Wai Kuen Kwan
關偉權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freddie Wai Kuen Kwan (關偉權), a licensed Responsible Officer with CE reference AAE275. Currently licensed at 1 firm(s): DT Securities & Futures Co. Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-14 | present |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-06-14 | present |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-14 | 2024-06-14 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-14 | 2024-06-14 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-18 | 2024-04-23 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-03-18 | 2024-04-23 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-02-22 | 2023-09-07 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-02-22 | 2023-09-07 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-17 | 2014-11-27 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-23 | 2014-08-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-26 | 2023-09-07 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-03-26 | 2023-09-07 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-19 | 2004-03-26 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-19 | 2004-03-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-03-18 |
| Pacific Challenge Corporate Finance Limited 太平洋興業財務顧問有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-03-18 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-03-18 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-07 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-08-07 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-07 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-08-07 |