Yuen Ting Ng
吳宛庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting Ng (吳宛庭), a licensed Responsible Officer with CE reference ALS549. Currently licensed at 1 firm(s): Nobo Capital Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2026-02-16 | present |
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2026-02-16 | present |
| Opus Capital Management Limited 創富資本管理有限公司 |
RO | Type 9 — Asset management | 2015-03-31 | 2024-12-13 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-30 | 2011-04-10 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2010-09-30 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-12 | 2011-04-10 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-30 | 2009-07-31 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-07-30 | 2009-07-31 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-07-30 | 2009-07-31 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-23 | 2007-07-30 |