Kwok Ming Leung
梁國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Leung (梁國明), a licensed Responsible Officer with CE reference AIZ701. Currently licensed at 3 firm(s): Harris Fraser (International) Limited, Mason Investment Management Limited, Mason Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 33.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-02 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-02 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-02 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-02 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-02 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2026-03-02 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2026-03-02 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2026-03-02 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2026-03-02 | present |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-09-13 | 2025-05-14 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-19 | 2025-05-14 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-19 | 2025-05-14 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-07-19 | 2025-05-14 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-07-19 | 2025-05-14 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 4 — Advising on securities | 2023-07-19 | 2025-05-14 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-07-19 | 2025-05-14 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-05-22 | 2023-06-04 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-15 | 2023-06-04 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-15 | 2023-06-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-01-15 | 2023-06-04 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-14 | 2020-01-15 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-14 | 2020-01-15 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-14 | 2020-01-15 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-09-22 | 2019-06-21 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-23 | 2017-12-06 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-23 | 2018-06-25 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-17 | 2018-06-29 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-27 | 2019-06-21 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-22 | 2011-06-27 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-05 | 2019-06-21 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-17 | 2009-02-05 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2007-02-27 | 2008-07-18 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2003-06-02 | 2007-02-27 |