Yanting Guo

郭妍婷
CE No. AXC579 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanting Guo (郭妍婷), a licensed Responsible Officer with CE reference AXC579. Currently licensed at 1 firm(s): Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
RO Type 1 — Dealing in securities 2024-07-31 present
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 — Dealing in securities 2011-05-24 2024-07-31

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