Ho Yan (SFC:BCN685) Ng
吳皓欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan (SFC:BCN685) Ng (吳皓欣), a licensed former licensee with CE reference BCN685. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2016-03-15 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-12 | 2016-03-15 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-17 | 2014-05-14 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-17 | 2014-05-14 |