Rose Wing Sze Choy
蔡永思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rose Wing Sze Choy (蔡永思), a licensed former licensee with CE reference AIX156. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-01 | 2021-07-15 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-01 | 2021-07-15 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2019-08-01 | 2021-07-15 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 9 — Asset management | 2018-03-07 | 2019-06-30 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-17 | 2019-06-30 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-17 | 2019-06-30 |
| Phalanx Capital Management Hong Kong Limited |
Rep | Type 9 — Asset management | 2009-08-20 | 2009-09-16 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-06-11 | 2004-11-26 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2003-05-26 | 2004-11-26 |