Ka Chi (SFC:AWZ059) Ng
吳家智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chi (SFC:AWZ059) Ng (吳家智), a licensed former licensee with CE reference AWZ059. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | 2019-10-08 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-27 | 2019-10-08 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-11 | 2014-05-05 |