Yong Sern Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Sern Chow ( ), a licensed former licensee with CE reference AGA426. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-02 | 2008-06-27 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-06-02 | 2008-06-27 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-01-30 | 2008-06-27 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 9 — Asset management | 2007-01-30 | 2008-06-27 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-06 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-06 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-16 |