Siu Wing (SFC:ABV517) Fung
馮紹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wing (SFC:ABV517) Fung (馮紹榮), a licensed former licensee with CE reference ABV517. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-12 | 2012-06-22 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2011-12-12 | 2012-06-22 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-05-26 | 2011-10-06 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-16 | 2011-10-06 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-05 | 2011-10-06 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-11-05 | 2011-10-06 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-01-22 | 2007-08-25 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 9 — Asset management | 2007-01-22 | 2007-08-25 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-21 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-10 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-12-10 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-21 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-10 |