Tao Ma
馬韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Ma (馬韜), a licensed Representative with CE reference BAS665. Currently licensed at 1 firm(s): CITIC Securities Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-08 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-10-08 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-08 | 2021-09-30 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2018-02-08 | 2021-09-30 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-03 | 2018-01-19 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-07 | 2018-01-19 |