Lei Shang
尚磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Shang (尚磊), a licensed Representative with CE reference BNH677. Currently licensed at 1 firm(s): China Re Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-09 | present |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-10-09 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-05-03 | 2024-04-30 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-17 | 2024-04-30 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2021-02-17 | 2024-04-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-10 | 2021-01-12 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-25 | 2019-07-10 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-12 | 2021-01-12 |