Tsz Ho (SFC:APJ560) Lee
李子豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ho (SFC:APJ560) Lee (李子豪), a licensed former licensee with CE reference APJ560. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2018-03-20 | 2018-09-18 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-09-27 | 2018-09-18 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-02-02 | 2021-07-27 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-30 | 2021-07-27 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-15 | 2016-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-15 | 2016-08-26 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-17 | 2016-08-26 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-20 | 2016-08-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-09 | 2016-08-26 |