Lok Kwan Chiu
趙珞君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Kwan Chiu (趙珞君), a licensed former licensee with CE reference AVH029. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-06 | 2019-05-11 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-03 | 2018-04-06 |
| Sectoral Asset Management Limited | Rep | Type 4 — Advising on securities | 2014-07-28 | 2015-08-12 |
| Sectoral Asset Management Limited | Rep | Type 9 — Asset management | 2014-07-28 | 2015-08-12 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-12 | 2014-03-26 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-07-12 | 2014-03-26 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2010-07-12 | 2014-03-26 |