Henry Ying Chew Cheong

張英潮
CE No. AAB214 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Ying Chew Cheong (張英潮), a licensed former licensee with CE reference AAB214. Total licence records on file: 28.

Licence history

FirmRoleRegulated activityFromTo
Huajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RO Type 4 — Advising on securities 2006-09-14 2017-06-01
Huajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RO Type 6 — Advising on corporate finance 2006-09-14 2017-06-01
First Worldsec Securities Limited
第一金和昇證券有限公司
RO Type 6 — Advising on corporate finance 2005-11-21 2006-03-02
First Worldsec Securities Limited
第一金和昇證券有限公司
RO Type 1 — Dealing in securities 2005-11-15 2006-03-02
First Worldsec Securities Limited
第一金和昇證券有限公司
RO Type 4 — Advising on securities 2005-11-15 2006-03-02
First Worldsec Securities Limited
第一金和昇證券有限公司
RO Type 9 — Asset management 2005-11-15 2006-03-02
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
RO Type 5 — Advising on futures contracts 2005-09-05 2010-02-09
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 1 — Dealing in securities 2003-05-30 2005-08-23
UOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2003-05-30 2005-08-23
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 4 — Advising on securities 2003-05-30 2005-08-23
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 6 — Advising on corporate finance 2003-05-30 2005-08-23
UOB Asia (Hong Kong) Limited
新加坡大華亞洲(香港)有限公司
RO Type 1 — Dealing in securities present 2005-08-23
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
RO Type 1 — Dealing in securities present 2003-05-30
UOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts present 2003-05-30
Huajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RO Type 4 — Advising on securities present 2004-04-06
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
RO Type 4 — Advising on securities present 2010-02-09
UOB Asia (Hong Kong) Limited
新加坡大華亞洲(香港)有限公司
RO Type 4 — Advising on securities present 2005-08-23
Worldsec International Limited
和昇國際有限公司
RO Type 4 — Advising on securities present 2003-07-30
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
RO Type 4 — Advising on securities present 2003-05-30
Huajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RO Type 6 — Advising on corporate finance present 2004-04-06
UOB Asia (Hong Kong) Limited
新加坡大華亞洲(香港)有限公司
RO Type 6 — Advising on corporate finance present 2005-08-23
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
RO Type 6 — Advising on corporate finance present 2005-02-25
Worldsec International Limited
和昇國際有限公司
RO Type 6 — Advising on corporate finance present 2003-07-30
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
RO Type 6 — Advising on corporate finance present 2003-05-30
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
RO Type 9 — Asset management present 2010-02-09
UOB Asia (Hong Kong) Limited
新加坡大華亞洲(香港)有限公司
RO Type 9 — Asset management present 2005-08-23
Huajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RO Type 9 — Asset management present 2004-04-06
Worldsec International Limited
和昇國際有限公司
RO Type 9 — Asset management present 2003-07-30

Related