Jing (SFC:AXO945) Cai
蔡璟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:AXO945) Cai (蔡璟), a licensed former licensee with CE reference AXO945. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-11 | 2023-04-28 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-10-11 | 2023-04-28 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-24 | 2021-10-11 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-24 | 2021-10-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-06 | 2021-06-15 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-03-06 | 2021-06-15 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-06 | 2021-06-15 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-04 | 2018-03-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-04 | 2018-03-06 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-04 | 2018-03-06 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-16 | 2015-05-07 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-14 | 2013-02-28 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-06 | 2015-05-07 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-08-06 | 2015-05-07 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-30 | 2012-08-01 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-04-30 | 2012-08-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-01 | 2012-04-10 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-02-01 | 2012-04-10 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2012-02-01 | 2012-04-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-06 | 2011-12-08 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-06 | 2011-12-08 |