Yue (SFC:BPL314) Li
李悦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:BPL314) Li (李悦), a licensed former licensee with CE reference BPL314. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-16 | 2022-04-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-03-16 | 2022-04-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2020-03-16 | 2022-04-29 |