Dixon Kiu Dik Chan
陳翹荻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Kiu Dik Chan (陳翹荻), a licensed former licensee with CE reference ATC161. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-05 | 2014-05-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-29 | 2014-05-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-29 | 2014-05-15 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-09 | 2013-10-12 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2012-11-09 | 2013-10-12 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-06 | 2010-02-27 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-07-06 | 2010-02-27 |