Le Zhuo
卓樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Le Zhuo (卓樂), a licensed former licensee with CE reference BOO006. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-08 | 2025-01-06 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-08 | 2025-01-06 |
| Synergy Futures Limited 新際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-15 | 2019-08-16 |