Man Wai Pang
彭敏惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wai Pang (彭敏惠), a licensed former licensee with CE reference ARD488. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities Limited 中國證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-10 | 2024-09-15 |
| China Securities Limited 中國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-08 | 2024-09-15 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-25 | 2018-07-19 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-25 | 2018-07-19 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2016-07-25 | 2018-07-19 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-08 | 2011-10-10 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 9 — Asset management | 2010-07-08 | 2011-10-10 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-25 | 2010-06-30 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-11-25 | 2010-06-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-11 | 2008-12-02 |