Guo Tong Capital Management Company Limited

國通資本管理有限公司
CE No. AUP420 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guo Tong Capital Management Company Limited (國通資本管理有限公司), a Hong Kong-based licensed corporation with CE reference AUP420. Current licensed staff on file: 0 (total recorded over time: 26). Earliest licence on file: 2010-05-24.

Licence history

ActivityFromTo
Type 4 — Advising on securities 2010-05-24 2019-05-22
Type 9 — Asset management 2010-05-24 2019-05-22

Licensed staff (all-time) (26)
Active on date

Name Activities First licensed To
Alvin Chung Ming Ho 何仲明 RO 4, 9 Rep 4, 9 2015-11 2017-01
Kin Leung Lai 黎健樑 RO 4, 9 2010-05 2015-09
Koon Ho Lai 黎冠豪 RO 4, 9 Rep 4, 9 2018-04 2018-11
Cheuk Shun Lee 李卓順 RO 4, 9 2010-05 2010-11
Man Fai Ng 吳敏暉 RO 4, 9 Rep 4, 9 2016-12 2018-01
Kane Yuk Wong 黃堉 RO 4, 9 2010-05 2010-12
William Shui Lun Wong 王瑞麟 RO 4, 9 Rep 4, 9 2012-06 2015-10
Ying Kit (SFC:AWH541) Wong 黃英傑 RO 4, 9 2010-12 2019-05
Ping Fai Cheng 鄭炳輝 Rep 4, 9 2011-05 2013-11
Ka Yung Choi 蔡嘉蓉 Rep 4 2012-06 2014-08
Calvin Chi Hai Choy 蔡子熙 Rep 4, 9 2010-07 2013-04
Michel Yick Yuen Fong 方奕元 Rep 4 2012-06 2013-04
Chi Kin (SFC:AMZ336) Lee 李子健 Rep 4, 9 2010-07 2011-10
Ronald Ka Ho Lee 李家豪 Rep 4, 9 2010-07 2010-07
Thomas Hak Yin Ng 吳克賢 Rep 4 2011-01 2011-05
Man Wai Pang 彭敏惠 Rep 4, 9 2010-07 2011-10
Shuo Shen 申碩 Rep 4, 9 2011-10 2012-09
Mei Sze Tsang 曾美詩 Rep 4, 9 2014-01 2015-02
Wei-Hsiang Wang 王韋翔 Rep 4, 9 2012-03 2013-10
Chiu Kwan Wong 黃超群 Rep 4, 9 2018-04 2018-11
Kitty Tik Yee Wong 黃廸怡 Rep 4, 9 2012-10 2014-05
Man Wai (SFC:AFN229) Wong 王文偉 Rep 4, 9 2010-07 2011-10
Steven Karjing Wong 王家政 Rep 4, 9 2010-09 2012-11
Chi Kwan Yan 顏志軍 Rep 4, 9 2010-12 2011-10
Hon Keung Yeung 楊漢強 Rep 4, 9 2013-05 2013-08
Sheung Hi Yeung 楊双喜 Rep 4, 9 2017-07 2018-11
Showing 1–26 of 26

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