Koon Ho Lai
黎冠豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Ho Lai (黎冠豪), a licensed former licensee with CE reference ALB158. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2025-04-17 | 2026-01-31 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 9 — Asset management | 2025-04-17 | 2026-01-31 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-25 | 2025-04-17 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
Rep | Type 9 — Asset management | 2025-02-25 | 2025-04-17 |
| CMSC Partners Limited 和信資本有限公司 |
RO | Type 4 — Advising on securities | 2022-08-10 | 2024-10-16 |
| CMSC Partners Limited 和信資本有限公司 |
RO | Type 9 — Asset management | 2022-08-10 | 2024-10-16 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-03 | 2022-08-08 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2021-06-03 | 2022-08-08 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-15 | 2021-04-30 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-15 | 2021-04-30 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-30 | 2020-07-15 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-30 | 2020-07-15 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-18 | 2018-11-12 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
RO | Type 9 — Asset management | 2018-05-18 | 2018-11-12 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-27 | 2018-05-18 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-27 | 2018-05-18 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 4 — Advising on securities | 2018-02-27 | 2018-03-20 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 9 — Asset management | 2018-02-27 | 2018-03-20 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-10 | 2017-07-04 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-01 | 2015-12-22 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-06 | 2015-09-01 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2015-03-05 | 2015-07-27 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2015-01-12 | 2015-03-05 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-14 | 2014-12-15 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-14 | 2014-12-15 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-02 | 2012-01-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-02-18 | 2011-08-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-17 | 2011-08-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-17 | 2011-02-18 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-07 | 2010-11-09 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-07 | 2010-11-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2010-09-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-13 | 2010-09-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-01 | 2010-09-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2010-09-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2009-11-23 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-15 | 2009-11-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-18 | 2006-12-19 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-14 | 2005-12-10 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-16 | 2004-12-22 |