Kin Leung Lai
黎健樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Leung Lai (黎健樑), a licensed Responsible Officer with CE reference ALU692. Currently licensed at 1 firm(s): Siegfried Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-30 | present |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-09-30 | present |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 9 — Asset management | 2021-09-30 | present |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-16 | 2021-09-30 |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-16 | 2021-09-30 |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-16 | 2021-09-30 |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-15 | 2021-07-12 |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 4 — Advising on securities | 2018-05-15 | 2021-07-12 |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 9 — Asset management | 2018-05-15 | 2021-07-12 |
| Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-09-11 | 2016-07-11 |
| Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-09-11 | 2016-07-11 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-24 | 2015-09-07 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
RO | Type 9 — Asset management | 2010-05-24 | 2015-09-07 |
| GIP Partners Limited | RO | Type 4 — Advising on securities | 2009-10-16 | 2009-12-10 |
| GIP Partners Limited | RO | Type 9 — Asset management | 2009-10-16 | 2009-12-10 |
| GIP Partners Limited | Rep | Type 4 — Advising on securities | 2009-09-23 | 2009-10-16 |
| GIP Partners Limited | Rep | Type 9 — Asset management | 2009-09-23 | 2009-10-16 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-19 | 2009-09-04 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-02-19 | 2009-09-04 |
| GIP Partners Limited | RO | Type 4 — Advising on securities | 2009-01-16 | 2009-02-07 |
| GIP Partners Limited | RO | Type 9 — Asset management | 2009-01-16 | 2009-02-07 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-28 | 2008-06-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-28 | 2008-06-28 |