Wang Xi
郗望
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Xi (郗望), a licensed Representative with CE reference BOE256. Currently licensed at 1 firm(s): ICBC UBS Asset Management (International) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-22 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-26 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2022-10-26 | present |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-28 | 2022-10-01 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-28 | 2022-10-01 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-12 | 2021-05-24 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-12 | 2021-05-24 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2019-03-12 | 2021-05-24 |