Sino-Ocean Investment Management Limited
遠洋投資管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino-Ocean Investment Management Limited (遠洋投資管理有限公司), a Hong Kong-based licensed corporation with CE reference BPC398. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 19). Earliest licence on file: 2020-04-21.
Registered address
Suite 610 One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2020-04-21 | present |
| Type 9 — Asset management | 2020-04-21 | present |
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rui Dai 戴銳 | RO 4, 9 | 2021-02 | 2021-05 |
| Zengxiang Jin 金增祥 | RO 4, 9 | 2020-04 | 2021-10 |
| Ruochong Jing 井若冲 | RO 4, 9 | 2020-04 | 2020-07 |
| Weipeng Kong 孔維鵬 | RO 4, 9 Rep 4 | 2021-05 | Present |
| Fong Yuen Law 羅方圓 | RO 4, 9 | 2020-04 | 2022-09 |
| Yun (SFC:AXM323) Zhou 周蘊 | RO 4, 9 Rep 4, 9 | 2020-11 | Present |
| Ho Ming Nelson Chan 陳浩明 | Rep 4, 9 | 2023-03 | Present |
| Kai Cheong Chung 鍾啟昌 | Rep 4, 9 | 2020-08 | 2022-04 |
| Yilin (SFC:BRS779) Dai 戴毅琳 | Rep 4, 9 | 2021-10 | 2022-07 |
| Yuanqi Gao 高元褀 | Rep 4, 9 | 2020-12 | 2023-01 |
| Eda Yee Yee He 賀依依 | Rep 9 | 2021-10 | 2021-11 |
| Dan Li 李丹 | Rep 4, 9 | 2021-01 | 2022-07 |
| Ka Yiu Ng 吳家耀 | Rep 4, 9 | 2021-09 | 2021-11 |
| Qing (SFC:BEZ918) Wang 王慶 | Rep 4, 9 | 2021-03 | 2022-05 |
| Xiaowei (SFC:BGN022) Wang 王曉煒 | Rep 4 | 2021-07 | 2021-07 |
| Wang Xi 郗望 | Rep 4, 9 | 2021-07 | 2022-10 |
| Shanghao Yang 楊尚昊 | Rep 4, 9 | 2021-11 | 2022-08 |
| Yaohui You 尤耀輝 | Rep 4, 9 | 2021-09 | 2022-05 |
| Zhihong Zhao 趙芷虹 | Rep 4, 9 | 2026-01 | Present |
Showing 1–19 of 19
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司