Shanghao Yang
楊尚昊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanghao Yang (楊尚昊), a licensed Representative with CE reference BMV465. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2022-08-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2022-08-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2022-08-29 | present |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-02 | 2022-08-26 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-02 | 2022-08-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-04-27 | 2021-06-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-27 | 2021-06-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-27 | 2021-06-12 |