Doris Yuk Ying Wong
黃玉瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Yuk Ying Wong (黃玉瑩), a licensed Responsible Officer with CE reference ADA301. Currently licensed at 1 firm(s): Amasse Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-21 | present |
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-21 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2014-09-02 | 2015-10-31 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2014-09-02 | 2015-10-31 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-20 | 2014-09-02 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2013-12-20 | 2014-09-02 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-02-19 | 2013-10-09 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-02-19 | 2013-10-09 |
| Standard Life Investments (Asia) Limited | RO | Type 9 — Asset management | 2009-05-13 | 2010-02-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 9 — Asset management | 2009-05-13 | 2010-02-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-09 | 2010-02-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-14 | 2009-04-09 |
| Standard Life Investments (Asia) Limited | Rep | Type 9 — Asset management | 2007-09-14 | 2009-05-13 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-10-16 | 2004-12-13 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2003-10-16 | 2004-12-13 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-08 | 2003-10-16 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-08-08 | 2003-10-16 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2003-07-19 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-19 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | present | 2003-07-19 |