Lili (SFC:AXY607) Xu
徐麗麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lili (SFC:AXY607) Xu (徐麗麗), a licensed former licensee with CE reference AXY607. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2011-11-18 | 2014-09-05 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2011-11-18 | 2014-09-05 |