Laura Lui
呂靄華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laura Lui (呂靄華), a licensed Responsible Officer with CE reference ANA993. Currently licensed at 1 firm(s): Premia Partners Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Premia Partners Company Limited 睿亞資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-09 | present |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-09 | present |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
RO | Type 9 — Asset management | 2017-03-09 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-05 | 2016-11-25 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-16 | 2016-09-05 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-19 | 2016-11-25 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2015-11-19 | 2016-11-25 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-06 | 2015-09-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-06 | 2015-09-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-05-06 | 2015-09-30 |
| SMART Asset Management Limited |
Rep | Type 4 — Advising on securities | 2013-03-01 | 2013-04-15 |
| SMART Asset Management Limited |
Rep | Type 9 — Asset management | 2013-03-01 | 2013-04-15 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-17 | 2012-06-01 |