SMART Asset Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SMART Asset Management Limited ( ), a Hong Kong-based licensed corporation with CE reference AYO103. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2012-03-02.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2012-03-02 | 2013-11-26 |
| Type 9 — Asset management | 2012-03-02 | 2013-11-26 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shuk Chee Bo 布淑芝 | RO 4, 9 | 2012-03 | 2013-11 |
| Chi Tai Wong 黃志泰 | RO 4, 9 | 2012-03 | 2013-11 |
| Raymond Ze Man Au 區梓文 | Rep 4, 9 | 2012-04 | 2012-07 |
| Marc Kin Convery 金焯煒 | Rep 4, 9 | 2012-05 | 2013-08 |
| Yin Ming Lai 黎彥明 | Rep 4, 9 | 2012-12 | 2013-05 |
| Jeffery David Leung 梁耀鵬 | Rep 4, 9 | 2012-11 | 2013-08 |
| Laura Lui 呂靄華 | Rep 4, 9 | 2013-03 | 2013-04 |
| Yan (SFC:AWM002) Wang 王妍 | Rep 4, 9 | 2013-01 | 2013-08 |
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