Raymond Ze Man Au
區梓文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ze Man Au (區梓文), a licensed former licensee with CE reference ADT896. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMART Asset Management Limited |
Rep | Type 4 — Advising on securities | 2012-04-13 | 2012-07-30 |
| SMART Asset Management Limited |
Rep | Type 9 — Asset management | 2012-04-13 | 2012-07-30 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-08 | 2012-03-23 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-08 | 2012-03-23 |
| Oscar Benson Limited 奧卡信有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-26 | 2011-09-01 |