Kang Hao
郝康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kang Hao (郝康), a licensed former licensee with CE reference AFC198. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-25 | 2020-04-30 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2016-11-25 | 2020-04-30 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-01 | 2016-11-25 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2016-09-01 | 2016-11-25 |
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 |
RO | Type 9 — Asset management | 2013-12-02 | 2016-08-03 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2011-11-18 | 2013-11-26 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2011-11-18 | 2013-11-26 |