Seisaku Kubo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seisaku Kubo ( ), a licensed former licensee with CE reference AKX826. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-14 | 2022-04-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2018-03-14 | 2022-04-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 9 — Asset management | 2018-03-14 | 2022-04-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-29 | 2005-10-17 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-07-15 | 2004-10-29 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2004-07-15 | 2005-10-17 |