Seisaku Kubo

CE No. AKX826 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seisaku Kubo (), a licensed former licensee with CE reference AKX826. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
RO Type 1 — Dealing in securities 2018-03-14 2022-04-01
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
RO Type 4 — Advising on securities 2018-03-14 2022-04-01
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
RO Type 9 — Asset management 2018-03-14 2022-04-01
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
Rep Type 4 — Advising on securities 2004-10-29 2005-10-17
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
Rep Type 5 — Advising on futures contracts 2004-07-15 2004-10-29
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
Rep Type 9 — Asset management 2004-07-15 2005-10-17

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