Anita Hoi Lam Ho
何海琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Hoi Lam Ho (何海琳), a licensed Representative with CE reference AOC914. Currently licensed at 1 firm(s): Liquidnet Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-09-19 | present |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-29 | present |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-16 | 2022-07-31 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-22 | 2022-07-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-24 | 2016-10-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-24 | 2016-10-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-24 | 2016-10-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-11-24 | 2016-10-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-11-24 | 2016-10-15 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-24 | 2015-11-20 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-24 | 2015-11-20 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-07-24 | 2015-11-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-17 | 2015-07-09 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-07 | 2008-12-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2008-08-07 | 2008-12-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-25 | 2008-12-11 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-09-03 | 2008-04-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-02 | 2008-04-11 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-08-02 | 2008-04-11 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-02 | 2007-07-25 |