Liang (SFC:AXE051) Sun
孫亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang (SFC:AXE051) Sun (孫亮), a licensed former licensee with CE reference AXE051. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-29 | 2025-03-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 4 — Advising on securities | 2021-07-29 | 2025-03-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 9 — Asset management | 2021-07-29 | 2025-03-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-17 | 2021-07-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-17 | 2021-07-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2021-03-17 | 2021-07-29 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-27 | 2021-03-13 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2012-05-28 | 2021-03-13 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 9 — Asset management | 2012-05-28 | 2021-03-13 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-27 | 2012-05-28 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-04-27 | 2012-05-28 |