Alan Si Huen Fung
馮時煖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Si Huen Fung (馮時煖), a licensed Responsible Officer with CE reference AEZ563. Currently licensed at 1 firm(s): ZH SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-22 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2025-07-22 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2025-07-22 | present |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-16 | 2025-06-30 |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-16 | 2025-06-30 |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-16 | 2025-06-30 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-19 | 2023-08-25 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 — Advising on securities | 2023-01-19 | 2023-08-25 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 — Asset management | 2023-01-19 | 2023-08-25 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-02 | 2023-01-19 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-02 | 2023-01-19 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 — Asset management | 2022-12-02 | 2023-01-19 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-27 | 2022-09-02 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-27 | 2022-09-02 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 9 — Asset management | 2021-04-27 | 2022-09-02 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-16 | 2020-04-02 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-04-06 | 2020-04-02 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-04-06 | 2020-04-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-05 | 2016-01-15 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-05-31 | 2016-01-15 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-04-19 | 2010-05-31 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-04-30 | 2010-03-26 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-05-16 | 2010-03-26 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-10 | 2007-03-02 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2006-08-10 | 2007-03-02 |