Xiangli Xu
許向麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangli Xu (許向麗), a licensed former licensee with CE reference ALG318. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-15 | 2019-05-17 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-08 | 2016-12-15 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-03 | 2019-05-17 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2011-01-03 | 2019-05-17 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-31 | 2010-12-03 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2007-07-31 | 2010-12-03 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-21 | 2007-02-28 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2004-09-23 | 2007-02-28 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-23 | 2007-02-28 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2004-09-23 | 2007-02-28 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2004-09-23 | 2007-02-28 |