Freda Yan Ni Law
羅茵妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freda Yan Ni Law (羅茵妮), a licensed former licensee with CE reference AGI603. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-10 | 2022-09-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-06-10 | 2022-09-20 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2009-06-23 |