Ching Han Ng
伍靜嫺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Han Ng (伍靜嫺), a licensed former licensee with CE reference AEZ033. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2008-04-08 | 2011-06-02 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-03-20 | 2011-06-02 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-03-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-11-01 | 2007-10-02 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2005-06-27 |