Wing Sze Law
羅穎思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze Law (羅穎思), a licensed Representative with CE reference AFS247. Currently licensed at 1 firm(s): Nomura Asset Management Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-03 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | present | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-01 |