Naoto Nagai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naoto Nagai ( ), a licensed former licensee with CE reference BPV627. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-29 | 2024-03-31 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-07-29 | 2024-03-31 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-07-29 | 2024-03-31 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | 2020-07-29 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-06 | 2020-07-29 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-07-06 | 2020-07-29 |