Hiroshi Mori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroshi Mori ( ), a licensed former licensee with CE reference BOK212. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-05 | 2021-04-21 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-17 | 2019-08-05 |