Yan (SFC:ARW637) Li
李燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:ARW637) Li (李燕), a licensed former licensee with CE reference ARW637. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-18 | 2016-02-19 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-18 | 2016-02-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-18 | 2016-02-19 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-12-18 | 2016-02-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 — Asset management | 2008-12-18 | 2016-02-19 |