Shinya Fujiwara
藤原伸哉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinya Fujiwara (藤原伸哉), a licensed former licensee with CE reference AIS240. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-05-25 | 2009-08-31 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-05-25 | 2009-08-31 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-20 | 2009-08-31 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-06-01 | 2009-08-31 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 4 — Advising on securities | 2005-06-01 | 2009-08-31 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-01 | 2009-08-31 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-01 | 2009-08-31 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 9 — Asset management | 2005-06-01 | 2009-08-31 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 9 — Asset management | 2005-06-01 | 2009-08-31 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-07 | 2005-10-20 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-07 | 2005-06-01 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-07 | 2005-06-01 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 — Asset management | 2004-07-07 | 2005-06-01 |