Lap Kwan (SFC:AGK699) Chan
陳立群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kwan (SFC:AGK699) Chan (陳立群), a licensed former licensee with CE reference AGK699. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-29 | 2014-09-10 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-29 | 2014-09-10 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-12 | 2008-04-25 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-01-12 | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-01-12 | 2008-04-25 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-11 | 2008-04-25 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-11 | 2008-04-25 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-07-11 | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2008-04-25 |