Eric Ting Ho Li
李廷荷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Ting Ho Li (李廷荷), a licensed former licensee with CE reference AFU504. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Securities Limited 匯誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-18 | 2023-07-18 |
| Integrity Securities Limited 匯誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-02 | 2015-06-18 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2014-03-06 | 2015-05-12 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2014-02-10 | 2015-05-12 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-10 | 2014-02-10 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-27 | 2013-11-13 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 4 — Advising on securities | 2010-05-10 | 2011-07-24 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2009-11-18 | 2011-07-24 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-21 | 2009-11-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-21 | 2009-11-16 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-14 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-09 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-14 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-09 |