Sheng Yuan Chou
周聖淵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Yuan Chou (周聖淵), a licensed Representative with CE reference AOE659. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-28 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-04-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-10 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-16 | 2017-10-02 |