Ping Wah Lai
黎秉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Wah Lai (黎秉華), a licensed Responsible Officer with CE reference ABV829. Currently licensed at 2 firm(s): Kingston Corporate Finance Limited, Kingston Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-22 | present |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-29 | present |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-29 | 2022-04-22 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-06-20 | 2021-08-31 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-05 | 2021-08-31 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-10 | 2021-08-31 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-27 | 2006-07-31 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-02 | 2006-03-20 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-05 | 2006-02-06 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-31 | 2006-02-06 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-06-04 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-06-04 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-06-04 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-06-04 |