Cheng Yao Chang
張承堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Yao Chang (張承堯), a licensed Representative with CE reference BEN865. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-08-16 | 2018-02-16 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-11 | 2018-02-16 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-07 | 2018-02-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2015-11-19 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-21 | 2015-11-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-27 | 2015-08-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-27 | 2015-08-10 |