Katherine Miu Shan Ko
高妙珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Miu Shan Ko (高妙珊), a licensed Responsible Officer with CE reference AFZ537. Currently licensed at 1 firm(s): Peak Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 9 — Asset management | 2020-04-17 | present |
| Peak Capital Limited | RO | Type 1 — Dealing in securities | 2020-04-17 | present |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2020-04-17 | present |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-13 | 2019-01-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 4 — Advising on securities | 2005-12-13 | 2019-01-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-12-13 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-12-13 |