Melissa Lee
李潔冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Melissa Lee (李潔冰), a licensed former licensee with CE reference ADK623. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2011-10-21 | 2012-01-04 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 — Dealing in securities | 2010-12-06 | 2011-06-18 |
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2010-08-31 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2010-06-01 | 2010-08-31 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 1 — Dealing in securities | 2005-06-28 | 2010-03-31 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 4 — Advising on securities | 2005-06-28 | 2010-03-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-11 | 2005-06-21 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-11 | 2005-06-21 |